Pin dependency policy exceptions to versions

This commit is contained in:
2026-08-27 12:51:53 +01:00
parent f28b9ee87d
commit 8098495abf
10 changed files with 125 additions and 27 deletions
+18 -9
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@@ -95,8 +95,15 @@ runner without placing them in the policy or report.
```json
{
"allowInstallScripts": ["fsevents"],
"allowDirectLifecycleScripts": [],
"allowInstallScripts": {
"fsevents": {
"versions": ["2.3.3"],
"reason": "Reviewed optional native filesystem watcher install script.",
"expiresAt": "2027-01-01T00:00:00Z"
}
},
"allowDirectLifecycleScripts": {},
"archiveSizeExceptions": {},
"sourceEvidenceExceptions": {},
"trustedRepositories": {
"example-package": "https://github.com/example/example-package"
@@ -111,10 +118,11 @@ runner without placing them in the policy or report.
}
```
- `allowInstallScripts` permits `hasInstallScript` on any matching lock entry. The
default contains only `fsevents`.
- `allowDirectLifecycleScripts` separately permits direct packages whose registry
manifest declares `preinstall`, `install`, or `postinstall`.
- `allowInstallScripts` permits `hasInstallScript` only for listed exact versions.
- `allowDirectLifecycleScripts` separately permits exact direct package versions
whose registry manifest declares `preinstall`, `install`, or `postinstall`.
- `archiveSizeExceptions` permits exact package versions to use reviewed archive
limits above the project defaults.
- `sourceEvidenceExceptions` permits only an exact package version to proceed when
source provenance or tag evidence is unavailable. Each entry requires a detailed
`reason` and an `expiresAt` ISO date, and produces a warning.
@@ -129,7 +137,8 @@ Unknown policy fields and malformed values fail closed.
## Exceptions
Treat allowlists as reviewed security exceptions:
Treat exception maps as reviewed security exceptions. Lifecycle and archive entries
require exact versions, a detailed reason, and an expiry:
1. Confirm the exact package and locked version.
2. Inspect the lifecycle script and every executable or downloaded artifact it uses.
@@ -138,10 +147,10 @@ Treat allowlists as reviewed security exceptions:
5. Record the rationale and reviewer beside the policy change in the pull request.
6. Remove the exception when the package or dependency is removed.
Do not add a package to both lifecycle allowlists automatically. A transitive
Do not add a package to both lifecycle exception maps automatically. A transitive
`hasInstallScript` exception and a direct manifest-hook exception represent separate
trust decisions. Scripts remain disabled during the guard's own `npm ci`; an
allowlist permits review to pass but does not execute the script.
exception permits review to pass but does not execute the script.
## Evidence report
+2 -2
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@@ -32,8 +32,8 @@ Node.js 20 and newer are required.
- Do not write credentials, authorization headers, environment contents, metadata
response bodies, or attestation bundles to reports.
- Do not weaken repository, commit, tag, signature, integrity, or lifecycle checks to
accommodate a package. Require an explicit, reviewed policy exception where one is
supported.
accommodate a package. Require an explicit, version-pinned, expiring policy
exception where one is supported.
## Disclosure
+7 -3
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@@ -30,7 +30,7 @@ export async function checkProject(options, injected = {}) {
try {
const project = await readProject(projectPath);
const lockInspection = inspectLock(project.lock, options.policy);
const lockInspection = inspectLock(project.lock, options.policy, dependencies.now());
report.lockfile = { lockfileVersion: project.lock.lockfileVersion, registryEntries: lockInspection.registryEntries };
report.failures.push(...lockInspection.failures.map((message) => `lockfile: ${message}`));
@@ -47,8 +47,12 @@ export async function checkProject(options, injected = {}) {
const packed = JSON.parse(pack.result.stdout)[0];
packageResult.tarballSizeBytes = packed.size;
packageResult.unpackedSizeBytes = packed.unpackedSize;
if (!Number.isFinite(packed.size) || packed.size > options.policy.maxTarballSizeBytes) packageResult.failures.push(`tarball size ${packed.size ?? "unknown"} exceeds ${options.policy.maxTarballSizeBytes}`);
if (!Number.isFinite(packed.unpackedSize) || packed.unpackedSize > options.policy.maxUnpackedSizeBytes) packageResult.failures.push(`unpacked size ${packed.unpackedSize ?? "unknown"} exceeds ${options.policy.maxUnpackedSizeBytes}`);
const archiveException = options.policy.archiveSizeExceptions[item.name];
const archiveExceptionValid = archiveException?.version === item.version && Date.parse(archiveException.expiresAt) > dependencies.now();
const tarballLimit = archiveExceptionValid ? archiveException.maxTarballSizeBytes ?? options.policy.maxTarballSizeBytes : options.policy.maxTarballSizeBytes;
const unpackedLimit = archiveExceptionValid ? archiveException.maxUnpackedSizeBytes ?? options.policy.maxUnpackedSizeBytes : options.policy.maxUnpackedSizeBytes;
if (!Number.isFinite(packed.size) || packed.size > tarballLimit) packageResult.failures.push(`tarball size ${packed.size ?? "unknown"} exceeds ${tarballLimit}`);
if (!Number.isFinite(packed.unpackedSize) || packed.unpackedSize > unpackedLimit) packageResult.failures.push(`unpacked size ${packed.unpackedSize ?? "unknown"} exceeds ${unpackedLimit}`);
} catch {
packageResult.failures.push("npm pack returned invalid JSON evidence");
}
+3 -2
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@@ -1,6 +1,7 @@
export const DEFAULT_POLICY = Object.freeze({
allowInstallScripts: ["fsevents"],
allowDirectLifecycleScripts: [],
allowInstallScripts: {},
allowDirectLifecycleScripts: {},
archiveSizeExceptions: {},
sourceEvidenceExceptions: {},
trustedRepositories: {},
trustedMaintainers: {},
+37 -5
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@@ -19,8 +19,9 @@ export async function loadPolicy(file) {
if (!KEYS.has(key)) throw new Error(`unknown policy key: ${key}`);
}
const policy = { ...structuredClone(DEFAULT_POLICY), ...parsed };
validateStringArray(policy, "allowInstallScripts");
validateStringArray(policy, "allowDirectLifecycleScripts");
validateVersionExceptions(policy.allowInstallScripts, "allowInstallScripts");
validateVersionExceptions(policy.allowDirectLifecycleScripts, "allowDirectLifecycleScripts");
validateArchiveExceptions(policy.archiveSizeExceptions);
validateSourceExceptions(policy.sourceEvidenceExceptions);
validateMap(policy, "trustedRepositories", false);
validateMap(policy, "trustedMaintainers", true);
@@ -60,9 +61,40 @@ function validateSourceExceptions(value) {
}
}
function validateStringArray(policy, key) {
if (!Array.isArray(policy[key]) || policy[key].some((value) => typeof value !== "string" || !value)) {
throw new Error(`${key} must be an array of non-empty strings`);
function validateVersionExceptions(value, key) {
if (!value || Array.isArray(value) || typeof value !== "object") throw new Error(`${key} must be an object`);
for (const [name, exception] of Object.entries(value)) {
validateExceptionBase(name, exception, key, ["versions"]);
if (!Array.isArray(exception.versions) || exception.versions.length === 0 || exception.versions.some((version) => typeof version !== "string" || !version)) {
throw new Error(`${key}.${name}.versions must be an array of non-empty strings`);
}
}
}
function validateArchiveExceptions(value) {
if (!value || Array.isArray(value) || typeof value !== "object") throw new Error("archiveSizeExceptions must be an object");
for (const [name, exception] of Object.entries(value)) {
validateExceptionBase(name, exception, "archiveSizeExceptions", ["version", "maxTarballSizeBytes", "maxUnpackedSizeBytes"]);
if (typeof exception.version !== "string" || !exception.version) throw new Error(`archiveSizeExceptions.${name}.version must be a non-empty string`);
const limits = [exception.maxTarballSizeBytes, exception.maxUnpackedSizeBytes].filter((limit) => limit !== undefined);
if (limits.length === 0 || limits.some((limit) => !Number.isFinite(limit) || limit < 0)) {
throw new Error(`archiveSizeExceptions.${name} must contain at least one non-negative size limit`);
}
}
}
function validateExceptionBase(name, exception, key, allowedFields) {
if (!name || !exception || Array.isArray(exception) || typeof exception !== "object") {
throw new Error(`invalid ${key} entry for ${name || "<empty>"}`);
}
if (Object.keys(exception).some((field) => ![...allowedFields, "reason", "expiresAt"].includes(field))) {
throw new Error(`unknown ${key} field for ${name}`);
}
if (typeof exception.reason !== "string" || exception.reason.trim().length < 20) {
throw new Error(`${key}.${name}.reason must contain at least 20 characters`);
}
if (typeof exception.expiresAt !== "string" || !Number.isFinite(Date.parse(exception.expiresAt))) {
throw new Error(`${key}.${name}.expiresAt must be an ISO date`);
}
}
+5 -3
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@@ -20,14 +20,16 @@ export async function readProject(projectPath) {
return { manifest, lock, direct };
}
export function inspectLock(lock, policy) {
export function inspectLock(lock, policy, now = Date.now()) {
const failures = [];
let registryEntries = 0;
for (const [lockPath, entry] of Object.entries(lock.packages)) {
if (!lockPath || entry.link) continue;
const name = packageNameFromLockPath(lockPath, entry) ?? lockPath;
if (entry.hasInstallScript && !policy.allowInstallScripts.includes(name)) {
failures.push(`${name}: lock entry declares hasInstallScript; add a reviewed allowInstallScripts exception if intentional`);
const scriptException = policy.allowInstallScripts[name];
const scriptAllowed = scriptException?.versions.includes(entry.version) && Date.parse(scriptException.expiresAt) > now;
if (entry.hasInstallScript && !scriptAllowed) {
failures.push(`${name}@${entry.version ?? "unknown"}: lock entry declares hasInstallScript; add a reviewed, version-pinned allowInstallScripts exception if intentional`);
}
if (!lockPath.includes("node_modules/")) continue;
registryEntries += 1;
+3 -1
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@@ -36,7 +36,9 @@ export async function verifyDirectPackage(item, document, policy, dependencies)
}
const lifecycle = ["preinstall", "install", "postinstall"].filter((name) => versionData.scripts?.[name]);
if (lifecycle.length && !policy.allowDirectLifecycleScripts.includes(item.name)) {
const lifecycleException = policy.allowDirectLifecycleScripts[item.name];
const lifecycleAllowed = lifecycleException?.versions.includes(item.version) && Date.parse(lifecycleException.expiresAt) > dependencies.now();
if (lifecycle.length && !lifecycleAllowed) {
failures.push(`direct package declares lifecycle hook(s): ${lifecycle.join(", ")}`);
}
+20
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@@ -53,6 +53,26 @@ test("check records npm pack size violations without installing", async () => {
assert.equal(report.commands.length, 1);
});
test("check applies an archive override only to its reviewed package version", async () => {
const directory = await makeProject();
const document = packageDocument();
const gitHead = document.versions["1.2.3"].gitHead;
const policy = { ...structuredClone(DEFAULT_POLICY), maxTarballSizeBytes: 10 };
policy.archiveSizeExceptions.alpha = {
version: "1.2.3",
maxTarballSizeBytes: 100,
reason: "Reviewed archive is larger than the default project limit.",
expiresAt: "2025-02-01T00:00:00Z",
};
const report = await checkProject({ path: directory, report: join(directory, "report.json"), policy, skipInstall: true }, {
fetch: async () => jsonResponse(document),
remoteRefs: async () => [{ sha: gitHead, ref: "refs/tags/v1.2.3" }],
run: passingRun(),
now: () => Date.parse("2025-01-01T00:00:00Z"),
});
assert.equal(report.status, "pass");
});
test("check parses full npm pack JSON while truncating report evidence", async () => {
const directory = await makeProject();
const reportPath = join(directory, "report.json");
+10 -2
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@@ -19,7 +19,7 @@ test("lock inspection rejects unexpected install scripts and missing integrity",
assert.match(result.failures[1], /integrity/);
});
test("default lock allowlist permits fsevents install script", () => {
test("version-pinned lock exception permits only the reviewed fsevents version", () => {
const lock = {
packages: {
"": {},
@@ -31,5 +31,13 @@ test("default lock allowlist permits fsevents install script", () => {
},
},
};
assert.deepEqual(inspectLock(lock, structuredClone(DEFAULT_POLICY)).failures, []);
const policy = structuredClone(DEFAULT_POLICY);
policy.allowInstallScripts.fsevents = {
versions: ["2.3.3"],
reason: "Reviewed optional native filesystem watcher install script.",
expiresAt: "2027-01-01T00:00:00Z",
};
assert.deepEqual(inspectLock(lock, policy, Date.parse("2026-01-01T00:00:00Z")).failures, []);
lock.packages["node_modules/fsevents"].version = "2.3.4";
assert.match(inspectLock(lock, policy, Date.parse("2026-01-01T00:00:00Z")).failures[0], /2\.3\.4/);
});
+20
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@@ -115,6 +115,26 @@ test("rejects direct lifecycle scripts and untrusted maintainers", async () => {
assert.ok(result.failures.some((message) => message.includes("registry maintainer set changed")));
});
test("permits a direct lifecycle script only for the reviewed version", async () => {
const document = packageDocument({ version: { scripts: { postinstall: "node setup.js" } } });
const policy = structuredClone(DEFAULT_POLICY);
policy.allowDirectLifecycleScripts.alpha = {
versions: ["1.2.3"],
reason: "Reviewed package setup script required by this exact release.",
expiresAt: "2025-02-01T00:00:00Z",
};
const dependencies = {
remoteRefs: async () => [{ sha: document.versions["1.2.3"].gitHead, ref: "refs/tags/v1.2.3" }],
now,
timeoutMs: 100,
};
const accepted = await verifyDirectPackage(item, document, policy, dependencies);
assert.ok(!accepted.failures.some((message) => message.includes("lifecycle hook")));
policy.allowDirectLifecycleScripts.alpha.versions = ["1.2.2"];
const rejected = await verifyDirectPackage(item, document, policy, dependencies);
assert.ok(rejected.failures.some((message) => message.includes("lifecycle hook")));
});
test("rejects a missing previously trusted maintainer", async () => {
const document = packageDocument({ version: { maintainers: [{ name: "alice" }] } });
const policy = structuredClone(DEFAULT_POLICY);